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About Us

Karl has been a licensed Investment Advisor since January 2001, and is currently a Senior Investment Advisor with Industrial Alliance Securities Inc. providing a wide range of financial services to his clients. He has been accredited by the Canadian Securities Institute as a Chartered Investment Manager (CIM). He was born and educated in Ontario, currently resides in Oakville, and works out of the Industrial Alliance Securities Inc. Burlington branch near Appleby and the QEW.

Karl has invested his personal capital in the equity markets since 1986, solely and actively traded stocks as a day trader for over a year and a half, and over the decades has garnered much experience and knowledge on how stocks and equity markets generally behave. His trading experience has provided him an insight into the various forces that act on stock prices, and an appreciation of technical factors that influence future stock price movements.

Karl's clients benefit from his many years of experience, and from his administration of client portfolios. If you're seeking enhanced capital preservation, and returns on your investments in line with your objectives, or if you need someone to provide you retirement planning services, then please take the time to review this site, and contact him. He'd be pleased to review your specific financial objectives.



Working with Karl, as my advisor, has been a pleasure. He takes the time to understand my goals, and provides me insight and direction when I request it. My retirement strategies are now in focus, with his help, and every day I feel better about obtaining my stress-free lifestyle. I continually rely on his expertise and knowledge of the marketplace. In particular, Karl provides outside articles and advice that keeps me abreast of the major influences in my portfolio. I would personally recommend Karl to my associates and friends. Joseph J Muscat


Karl Schempp, as my financial advisor has exceeded my expectations. He exemplifies professionalism in a personal style. He addresses my questions, offers sound advice and carries out my requests. He has developed my portfolio to my character of risk, and with his sound advice has provided me with comfort, as he cares about preserving and increasing my wealth. I have had dealings with other financial advisors, and Karl outshines them all. Rudy & Dee D’Avignon

I have known Karl for many years. He is a very deliberate, dedicated and very loyal individual. We have come to appreciate his expertise, and his hard work in ensuring that our goals are met. Don & Marlene Short

We are very happy having Karl as our Financial Advisor. He takes time to listen to what we want, and works everything out to our satisfaction. He has been our Financial Advisor for approximately 10 years. During this time we have been completely satisfied. He has always been prompt answering our calls and very pleasant. Lori Quinn

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Industrial Alliance Securities Inc. is a member of the Investment Industry Regulatory Organization of Canada (IIROC)


Clients’ accounts are protected by the Canadian Investor Protection Fund (CIPF), within specified limits. A brochure describing the nature and limits of coverage is available upon request.